How do you address a compliance problem?
Tips for Managing Compliance Issues
- Tip #1 – Look for identifying information within the comment.
- Tip #2 – Keep track of themes within a location, department, or job title.
- Tip #3 – Do not try to find out who said what.
- Tip #4 – Resolve the issue, even if the resolution is “not enough information to pursue”.
What does a risk and compliance team do?
A risk and compliance professional who deals with legal regulations is in charge of ensuring compliance with global financial laws. They implement and monitor global operational risk mitigation programs that support the company’s governance and compliance framework.
Who is responsible for risk management and compliance in Wipro?
At the core of our Risk and Compliance practice is a team of ex-regulators, domain and technology experts, product specialists and data scientists.